Completing the Compliance Review Page for Funding ProposalsThe following are compliance review questions for a funding proposal. Answer these questions carefully to ensure your proposal meets all necessary compliance requirements.
Instructions:
Read each question thoroughly.
For Yes/No questions, select the appropriate answer based on whether it applies to your project.
If you answer "Yes" to a question, be prepared to provide additional information as requested.
For questions with checkboxes, select all options that apply to your project.
Some selections may trigger automatic Ancillary Reviews (AR) or reports, so answer accurately.
Compliance Review
*Human Subjects Involvement In this Project
Indicate if human subjects are involved in the project (Yes/No). If Yes:
Specify if it is a clinical trial
Select the IRB review status of this research. Provide relevant dates and protocol numbers based on the status.
Approved – If Approved is selected you need to provide:
*IRB approval date
*Primary IRB protocol number
Additional IRB protocol numbers
Pending - If Pending is selected you need to provide:
*Date protocol submitted to IRB
Primary IRB protocol number
Additional IRB protocol number
Exempt - If Exempt is selected you need to provide:
IRB approval date
Date protocol submitted to IRB
If NIH-funded, select the appropriate IRB exemption codes
Primary IRB protocol number
Additional IRB protocol numbers
Type any additional information that might be useful for this review
Not Yet Submitted
Type any additional information that might be useful for this review.
Laboratory Animals Involvement In this Project
Indicate if laboratory animals are involved in this project (Yes/No). If Yes:
Provide the approval date, protocol numbers, and other requested information.
Select the IACUC review status
Approved – If Approved is selected you need to provide:
* IACUC approval date
* Primary IACUC protocol number
Additional IACUC protocol numbers
Pending - If Pending is selected you need to provide:
* Date protocol submitted to IACUC
Primary IACUC protocol number
Additional IACUC protocol numbers
Not Yet Submitted
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Are Risk Group 4 Or Select Agents Involved in This Project
Indicate if these are involved (Yes/No) If Yes:
Select the IBC review status. Provide approval date, protocol numbers, and other requested information
Approved – If Approved is selected you need to provide:
* IBC approval date
* Primary IBC protocol number
Additional IBC protocol numbers
Pending - If Pending is selected you need to provide:
* Date protocol submitted to IBC
Primary IBC protocol number
Additional IBC protocol numbers
Not Yet Submitted
* Are Toxic Gases or Explosives Required For This Project
Indicate if these are required (Yes/No). If Yes:
Select the Safety committee review status of this research. Provide approval date, and registration number
Approved – If Approved is selected you need to provide:
* Safety committee approval date
* Registration number
Pending - If Pending is selected you need to provide:
* Safety committee submission Date
Registration number
Not Yet Submitted
* Are Radiation producing devices involved in this project
Indicate if these are involved (Yes/No)
* Radioisotopes involved in this project
Indicate if these are involved (Yes/No)
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